DC Personnel Regulations, Chapter 36, Part I
Legal Service
Contents

3600 Applicability
3600.1 This Chapter applies to all attorneys appointed to the Legal Service who are employed by the Office of the Corporation Counsel or another subordinate agency.
3600.2 The time limitations contained in this Chapter requiring action within a specific number of days are to be complied with to the extent feasible, except that time limitations for compliance with training requirements under sections 3610, 3611 and 3612 shall be complied with strictly.


3601 Appointment
3601.1 Attorneys employed by the Office of the Corporation Counsel, wherever located in the District government, shall be hired by the Corporation Counsel in accordance with hiring procedures established by Office Order of the Corporation Counsel.
3601.2 Attorneys employed by a subordinate agency other than the Corporation Counsel shall be hired by the head of the subordinate agency after recommendation to and approval by the Corporation Counsel, in accordance with hiring procedures established by Office Order of the Corporation Counsel.
3601.3 The Corporation Counsel shall establish hiring procedures by Office Order.
3601.4 Hiring decisions for attorneys shall take into account:
(a) Requirements of the position to be filled;
(b) Professional characteristics of the applicant, including:
(1) Analytical skill;
(2) Litigation, transactional, and/or counseling experience, if relevant;
(3) Oral skills;
(4) Writing skills; and
(5) Substantive legal knowledge; and
(c) Personal characteristics of the applicant.
3601.5 The Corporation Counsel, or his or her designee, shall interview every candidate for an attorney position in the Office of the Corporation Counsel, and may interview candidates for attorney positions in other subordinate agencies.
3601.6 Any attorney in a position above DS-15, or in an equivalent position, who is appointed to the Senior Executive Attorney Service shall be notified in writing by the Corporation Counsel that he or she is being appointed to a Senior Executive Attorney Service position.
3601.7 Attorneys shall be appointed to the Legal Service non-competitively, so long as each attorney appointed meets the qualification standards established for the position.
3601.8 Each attorney shall swear or affirm an oath as follows: "I (attorney's name), do solemnly swear (or affirm) that I will faithfully execute the laws of the United States of America and of the District of Columbia, and will to the best of my ability, preserve, protect and defend the Constitution of the United States, and will faithfully discharge the duties of the office which I am about to enter."
3601.9 An appointment to a position in the Legal Service may be for full-time employment, intermittent employment, part-time employment, or time-limited employment.


3602 Transfers, Step Increases, and Promotions
3602.1 Attorneys employed by the Office of the Corporation Counsel, wherever located in the District government, may request voluntary rotation to another unit within the Office of the Corporation Counsel in accordance with rotation procedures established by Office Order of the Corporation Counsel.
3602.2 Voluntary transfers between the Office of the Corporation Counsel and other subordinate agencies may be approved by the Corporation Counsel, in accordance with transfer procedures established by Office Order of the Corporation Counsel, after consultation with the affected subordinate agency heads, if the Corporation Counsel determines that the attorney is approved by the receiving subordinate agency and the transfer is consistent with the availability of an unfilled appropriated position in the receiving subordinate agency or is otherwise authorized by law.
3602.3 Changes in assignment may be made by the Corporation Counsel at any time to meet the needs of the Office of the Corporation Counsel or the subordinate agencies. Transfers between agencies shall be made after consultation with the affected agency heads, subject to the availability of an unfilled appropriated position or when otherwise authorized by law.
3602.4 An attorney may receive a within-grade step increase only if he or she received a rating of "meets expectations" or "substantially exceeds expectations" for the rating period immediately prior to the due date for a within-grade step increase. Failure to achieve the required rating shall result in the due date for the step increase being delayed for an additional year.
3602.5 All recommendations for promotion to grades 14 and above shall be submitted to the Corporation Counsel once annually at a time to be determined by the Corporation Counsel. Recommendations for promotion to grades 14 and above shall be made by an attorney's current supervisor. If the employee has not been supervised by his or her current supervisor for at least ninety (90) days, the input of the employee's prior supervisor shall be sought. An attorney may receive a promotion to a higher grade if the following criteria are met:
(a) The attorney has been at the prior grade level for at least twelve (12) months preceding the recommendation for promotion;
(b) The attorney has demonstrated consistent superior performance, as demonstrated by the two most recent performance evaluations, if available;
(c) The attorney demonstrates specialized expertise or professional distinction; and
(d) The attorney demonstrates satisfactory handling of an increasingly more complex workload.


3603 Individual Accountability Plans (Line Attorneys) and Performance Plans (All Other Attorneys)
3603.1 Each supervisor shall prepare annually, at least thirty (30) days prior to the end of the rating period, a draft Individual Accountability Plan for every line attorney under his or her supervision for the following rating period. This requirement may be satisfied by requiring the line attorney supervised to prepare a draft Individual Accountability Plan for the supervisor's approval.
3603.2 For the rating period 2000-2001, draft Individual Accountability Plans shall be prepared within 30 days of the effective date of these rules.
3603.3 Each supervisor shall review the Job Description for every line attorney under his or her supervision annually, at least thirty (30) days prior to the end of the rating period. The supervisor may recommend changes to Job Descriptions to the Corporation Counsel as appropriate. This requirement may be satisfied by requiring the line attorney supervised to review his or her Job Description and prepare recommended changes for the supervisor's approval.
3603.4 A supervisor is not required to prepare an Individual Accountability Plan or review a Job Description for any line attorney who the supervisor knows is scheduled within six (6) months after the beginning of the following rating period to leave, rotate or transfer from the legal office, or unit within the legal office, to which he or she is assigned.
3603.5 A supervisor shall provide each line attorney with a copy of his or her draft Individual Accountability Plan, along with a copy of his or her Job Description, upon completion by the supervisor.
3603.6 Each line attorney may provide written comments on the content of his or her draft Individual Accountability Plan and Job Description to the supervisor within fifteen (15) days of receiving them from his or her supervisor.
3603.7 A supervisor shall consider, but need not adopt, the comments made by a line attorney regarding a draft Individual Accountability Plan or Job Description.
3603.8 Each supervisor shall prepare a final Individual Accountability Plan and make final recommendations for changes to the Job Description for each line attorney under his or her supervision by the first day of the rating period. A copy of each shall be transmitted to the Corporation Counsel.
3603.9 An Individual Accountability Plan shall include, but need not be limited to:
(a) Measurable goals and professional development expectations for the line attorney that parallel specific job duties and responsibilities, work behaviors, or projects within each of the categories listed in (b);
(b) Appropriate performance standards, including but not limited to those from the following list, and the weight to be accorded to each:
(1) Conduct of legal research and writing;
(2) Oral preparation and presentation;
(3) Efficiency, productivity, and work habits;
(4) Professional conduct and effectiveness in working with others;
(5) Office procedures; and
(6) Litigation, transaction and/or counseling skills (as appropriate); and
(c) Training requirements to be provided in-house and non-in-house.
3603.10 Beginning with the rating period 2001-2002, a supervisor shall provide each line attorney with a copy of his or her final Individual Accountability Plan during the first week of the rating period.
3603.11 The supervisor of a line attorney who is newly-hired, rotated, or transferred into the unit between thirty (30) days prior to the end of a rating period and one hundred-twenty (120) days prior to the end of the following rating period, shall provide the line attorney with a final Individual Accountability Plan and Job Description within thirty (30) days after appointment, rotation or transfer. The supervisor of the line attorney may, at his or her option, provide the line attorney with an opportunity to comment on a draft Individual Accountability Plan and a draft Job Description.
3603.12 During the first week of a new rating period, each supervisor shall prepare and submit to the Training Director, in a format specified by the Training Director, a report summarizing any training requirements included in Individual Accountability Plans for line attorneys under his or her supervision. The report shall identify subject-matter areas where training is needed and include suggestions as to the types of programs and courses that could be used to meet those identified training needs.
3603.13 Performance Plans for supervisors and non-supervisory attorneys as described in sections 3606 and 3607 shall be prepared in accordance with sections 1406, 1407, 1408, and 1409 of Chapter 14 of the District of Columbia Personnel Regulations.


3604 Evaluation of Performance Rating Periods, Eligibility for Evaluation, Criteria for Evaluation, and Rating Levels
3604.1 Beginning with the 2001-2002 rating period, and for each rating period thereafter, the rating period for line attorneys shall run from September 1st to August 31st. For the 2001-2002 rating period, the rating period for all other attorneys covered by these rules (supervisors and the non-supervisory attorneys described in sections 3606 and 3607), shall run from September 1, 2001 to September 30, 2002. Thereafter, the rating period for all attorneys covered by these rules except line attorneys shall run from October 1st to September 30th.
3604.2 Written evaluations shall be based on at least one hundred twenty (120) days of experience supervising the line attorney evaluated.
(a) Line attorneys who have been employed by the Office of the Corporation Counsel or a non-delegated subordinate agency for fewer than one hundred-twenty (120) days prior to the end of the rating period, shall not be evaluated.
(b) If a line attorney has been employed by the Office of the Corporation Counsel or a non-delegated subordinate agency for at least one hundred-twenty (120) days prior to the end of the rating period, but the supervisor of the line attorney at the time of the evaluation lacks at least one hundred-twenty (120) days of direct experience supervising the line attorney, the supervisor shall evaluate the line attorney based on an advisory evaluation prepared by a former supervisor or any other person, who had at least one hundred-twenty (120) days of direct experience supervising the line attorney during the rating period within the agency. If no such advisory evaluation is available, the line attorney shall not be evaluated.
3604.3 Each evaluation shall assess the line attorney's achievement of the performance standards and specific goals set out in his or her Individual Accountability Plan during the rating period.
3604.4 Evaluations may, at the discretion of the supervisor, include input from citizens, customers, peers, and others with whom the line attorney had regular professional contact during the rating period.
3604.5 Beginning with the 2002-2003 rating period, the evaluation of performance of supervisors and the non-supervisory attorneys described in sections 3606 and 3607 shall be under the District government's Performance Management Program ("PMP"), in accordance with Chapter 14 of the District of Columbia Personnel Regulations.
3604.6 Written evaluations of supervisors and non-supervisory attorneys as described in sections 3606 and 3607 who have been reassigned to a position with different duties and responsibilities within ninety (90) days of the end of the rating period shall be rated not later than thirty (30) days from the effective date of the reassignment. If such an attorney is promoted or demoted during the ninety (90) days prior to the end of the rating period, he or she shall be rated not later than thirty (30) days from the effective date of the promotion or demotion. If such an attorney is reinstated or restored to duty during the ninety (90) days prior to the end of the rating period, he or she shall be rated at the end of the next rating period. If such an attorney transfers to an agency under the Mayor's personnel authority from another personnel authority or is newly appointed during the ninety (90) days prior to the end of the rating period, he or she shall be rated at the end of the next rating period.
3604.7 Any supervisor or non-supervisory attorney as described in sections 3606 and 3607 who is reinstated, restored, newly appointed, or transferred shall automatically be considered as having been assigned a rating of "meets expectations," which shall remain the official rating of record until such time as replaced by another official rating.
3604.8 For line attorneys during all rating periods, and for all other attorneys through the 2001-2002 rating period, each written evaluation shall assign an overall rating to the attorney of "substantially exceeds expectations," "meets expectations," "needs improvement," or "fails expectations." For all attorneys covered by these rules other than line attorneys, starting with the 2002-2003 rating period each written evaluation shall assign an overall rating to the attorney of "significantly exceeds expectations," "exceeds expectations," "meets expectations," "needs improvement," or "does not meet expectations."


3605 Evaluation of Performance Office of the Corporation Counsel Line Attorneys
3605.1 Beginning with the rating period 2000-2001, each supervisor shall prepare a written evaluation for every line attorney under his or her supervision annually, within twenty (20) days after the end of the rating period. Written evaluations shall be prepared using a form that is approved by the Corporation Counsel.
3605.2 Each supervisor shall submit evaluations of line attorneys to his or her supervisor for review, comment, or revision. Each supervisor who reviews an evaluation shall complete his or her review within five (5) days of receipt of the evaluation and shall immediately return the draft evaluation to the supervisor that prepared it.
3605.3 The supervisor who prepared the evaluation shall complete any revision requested by his or her supervisor within seven (7) days of receipt of the evaluation.
3605.4 After completion of any revisions under section 3605.3, the evaluation shall be reviewed by every supervisor in the chain of command from the line attorney up to the Corporation Counsel, with the exception of the Principal Deputy. Each supervisor within the chain of command shall complete his or her review within five (5) days of receipt of the evaluation and forward the evaluation, along with his or her comments for revision, up the chain of command. The final supervisor in the chain of command below the Principal Deputy shall, upon completion of his or her review, return the evaluation to the supervisor who prepared it for revision prior to transmittal to the Corporation Counsel.
3605.5 Beginning with the rating period 2000-2001, the Corporation Counsel shall select a three (3) member Evaluation Panel of attorneys at the DS-15 level or above. Beginning with the rating period 2002-2003, the Corporation Counsel shall select at least one, and may select two or more, three (3) member Evaluation Panels of attorneys at the DS-15 grade or above.
3605.6 The Evaluation Panel or Panels shall collectively review the evaluations of all line attorneys to assure that the evaluations comply with this Chapter and that performance standards are being applied consistently throughout the Office. When two (2) or more Panels have been appointed, each Panel may review only a proportionate share of all the evaluations submitted. The Evaluation Panel or Panels shall complete their review and make any recommendations for changes to the Corporation Counsel within twenty (20) days of receipt of the evaluations.
3605.7 As soon as practicable after the receipt of the recommendations of the Panel or Panels, the Corporation Counsel shall complete his or her review. In reviewing evaluations of line attorneys, the Corporation Counsel may consult with the supervisor who prepared the evaluation, any person who prepared an advisory evaluation, and the supervisors in the chain of command for the relevant unit.
3605.8 If the Corporation Counsel decides that an evaluation should be changed, the supervisor who prepared the evaluation shall make all changes that are directed by the Corporation Counsel within five (5) days of receipt of the Corporation Counsel's directive.
3605.9 Each supervisor shall review the evaluation with the line attorney evaluated within twenty (20) days of receipt of the approved evaluation from the Corporation Counsel or within twenty (20) days after completion of any revisions directed by the Corporation Counsel. Both the line attorney evaluated and his or her supervisor shall sign the written evaluation to confirm that it has been reviewed.
3605.10 If as a result of review with the line attorney there is a mutual agreement that an evaluation should be changed, the supervisor shall make an appropriate recommendation, in writing, to his or her supervisor within five (5) days of the review. The recommended changes shall be approved by every supervisor in the chain of command between the line attorney and the Corporation Counsel, except the Principal Deputy, in order to be included in the evaluation. Each supervisor shall have five (5) days to review the recommended changes. If any supervisor in the chain of command disagrees with the recommended changes, the evaluation shall be returned to the line attorney at that point without any changes being made, and the evaluation shall be final and not subject to further appeal.
3605.11 If no mutual agreement to change the evaluation of a line attorney is reached as a result of review with the line attorney, the line attorney may prepare a statement of written objections within five (5) days of the meeting and forward it to his or her supervisor who shall immediately forward the objections up the chain of command. Each supervisor in the chain of command between the line attorney and the Corporation Counsel, except the Principal Deputy, shall have five (5) days to review the objections and to make recommendations for changing the evaluation before forwarding it up the chain of command. If any supervisor in the chain of command above the line attorney's supervisor disagrees with the objections or the recommended changes, the evaluation shall be returned to the line attorney at that point without any changes being made, and the evaluation shall be final and not subject to further appeal.
3605.12 After review by all supervisors under sections 3605.10 and 3605.11, the evaluation, objections, and recommended changes shall be forwarded to the Corporation Counsel. In reviewing any objections or recommendation for changing an evaluation of a line attorney, the Corporation Counsel may consult with the attorney evaluated, the supervisor who prepared the evaluation, and the relevant supervisors in the chain of command. Within fifteen (15) days of receipt of the objections or recommendation, the Corporation Counsel shall complete his or her review and shall direct the supervisor of the attorney evaluated to make any changes to the evaluation based on that review. If the Corporation Counsel disagrees with the objections or the recommended changes, the evaluation shall be final and not subject to further appeal.
3605.13 The supervisor shall make all changes to an evaluation that are directed by the Corporation Counsel in response to an objection or mutual agreement within five (5) days of receipt of the Corporation Counsel's directive, and shall provide a final copy to the attorney evaluated.
3605.14 Each supervisor shall perform at least one interim evaluation of every attorney under his or her supervision annually, in the ninth month of the rating period. An interim evaluation shall consist of an informal meeting to discuss the line attorney's performance under his or her Individual Accountability Plan. At his or her discretion, a supervisor may provide a written interim evaluation. Any written interim evaluation shall be provided to the attorney evaluated, but shall not be included in the attorney's official personnel file unless the supervisor rates the attorney as "needs improvement" or lower. At his or her discretion, a supervisor may perform interim evaluations no more frequently than once every three (3) months during the rating period. Interim evaluations rating a line attorney as "needs improvement" or lower may be changed by mutual agreement or by the filing of objections as outlined in this section.
3605.15 Any supervisor who fails to meet any deadline as described in this section shall be subject to disciplinary action in accordance with section 3614.


3606 Evaluation of Performance Office of the Corporation Counsel Supervisors
3606.1 For the rating period 2001-2002, each supervisor at or below the level of Principal Deputy shall prepare a written evaluation for every supervisor reporting directly to him or her annually, within thirty (30) days after the end of the rating period. Beginning with the 2002-2003 rating period, each supervisor below the level of Principal Deputy shall prepare a written evaluation for every supervisor reporting directly to him or her annually, within ten (10) days after the end of the rating period. Written evaluations shall be prepared using a form that is approved by the Corporation Counsel.
3606.2 Each Special Counsel to the Principal Deputy, and each Senior Counsel to the Principal Deputy shall be evaluated in accordance with the procedures of this section.
3606.3 The supervisor shall review evaluations with supervisors evaluated within five (5) days of completion. As a result of this meeting, the evaluation may be changed by mutual agreement. Both the supervisor evaluated and his or her immediate supervisor shall sign the evaluation to confirm that it has been reviewed.
3606.4 If no mutual agreement to change the evaluation of a supervisor is reached, the supervisor evaluated may prepare a statement of written objections within five (5) days of the meeting and forward the evaluation and written objections to the Principal Deputy with a copy to every supervisor in the chain of command up to the Principal Deputy.
3606.5 If the attorney evaluated is a Deputy, Senior Deputy, Special Counsel to the Principal Deputy, or Senior Counsel to the Principal Deputy, the Principal Deputy shall immediately forward the evaluation and the written objections to the Corporation Counsel for appeal.
3606.6 In reviewing written objections of a supervisor the Principal Deputy may consult with the supervisor evaluated and the supervisor who prepared the evaluation. The Principal Deputy shall complete his or her review within five (5) days of the receipt of the objections, and shall direct the supervisor who prepared the evaluation to make any changes based on that review.
3606.7 The supervisor evaluated or the supervisor who prepared the evaluation may submit a written appeal from the decision of the Principal Deputy to the Corporation Counsel within five (5) days of receipt of the Principal Deputy's decision.
3606.8 The Corporation Counsel may consult with the supervisor evaluated, the supervisor who prepared the evaluation, the Deputy, the Senior Deputy, and the Principal Deputy before making a decision regarding the evaluation of a supervisor. The decision of the Corporation Counsel shall be in writing and circulated among the supervisors in the chain of command for the supervisor evaluated within five (5) days of receipt of the appeal.
3606.9 The supervisor who prepared the evaluation shall revise the evaluation as necessary in accordance with the Corporation Counsel's decision.
3606.10 The decision of the Corporation Counsel shall be final, and shall not be subject to further appeal.
3606.11 Each supervisor shall perform at least one interim evaluation of every supervisor under his or her supervision annually, in the ninth month of the rating period. An interim evaluation shall consist of an informal meeting to discuss the attorney's performance under his or her Performance Plan. At his or her discretion, a supervisor may provide a written interim evaluation. Any written interim evaluation shall be provided to the attorney evaluated, but shall not be included in the attorney's official personnel file.
3606.12 Any supervisor who fails to meet any deadline as described in this section shall be subject to disciplinary action in accordance with section 3614.


3607 Evaluation of Performance Office of the Corporation Counsel Principal Deputy, Special Deputy, Special Counsel, and Senior Counsel
3607.1 For the rating period 2001-2002, the Corporation Counsel shall prepare a written evaluation of the Principal Deputy Corporation Counsel, each Special Deputy Corporation Counsel, each Special Counsel to the Corporation Counsel, each Senior Counsel to the Corporation Counsel, and any other attorney who reports directly to the Corporation Counsel annually, within thirty (30) days after the end of the rating period. Beginning with the 2002-2003 rating period, the Corporation Counsel shall prepare a written evaluation of the Principal Deputy Corporation Counsel, each Special Deputy Corporation Counsel, each Special Counsel to the Corporation Counsel, each Senior Counsel to the Corporation Counsel, and any other attorney who reports directly to the Corporation Counsel annually, within twenty (20) days after the end of the rating period. Written evaluations shall be prepared using a form that is approved by the Corporation Counsel.
3607.2 The Corporation Counsel shall review evaluations with attorneys evaluated within five (5) days of completion. As a result of this meeting, the evaluation may be changed by mutual agreement and made final within five (5) days. Both the attorney evaluated and the Corporation Counsel shall sign the evaluation to confirm that it has been reviewed.
3607.3 The Corporation Counsel shall perform at least one interim evaluation of every attorney who reports directly to the Corporation Counsel annually, in the ninth month of the rating period. An interim evaluation shall consist of an informal meeting to discuss the attorney's performance under his or her Performance Plan. At his or her discretion, the Corporation Counsel may provide a written interim evaluation. Any written interim evaluation shall be provided to the attorney evaluated, but shall not be included in the attorney's official personnel file.


3608 Evaluation of Performance Non-Delegated Subordinate Agencies
3608.1 Evaluations of non-supervisory attorneys in non-delegated subordinate agencies shall follow the procedures described in section 3605 for line attorneys in the Office of the Corporation Counsel.
3608.2 Evaluations for supervisors in non-delegated subordinate agencies shall follow the procedures described in section 3606 for supervisors in the Office of the Corporation Counsel.
3608.3 The Senior Deputy for Government Operations shall consult with the Agency Head in preparation of an evaluation of an Agency General Counsel, or equivalent.
3608.4 The Corporation Counsel may consult with an Agency Head in consideration of an appeal regarding the evaluation of an Agency General Counsel, or equivalent.


3609 Performance Improvement Plans
3609.1 Beginning with the 2000-2001 rating period, each attorney, other than attorneys in Senior Executive Attorney Service positions, assigned an overall rating of "needs improvement" in an annual or interim evaluation shall be provided with a Performance Improvement Plan, on a form approved by the Corporation Counsel, that identifies specific areas where improvement is needed in performing his or her work in a manner that meets the expectations of an attorney in that grade.
3609.2 The Performance Improvement Plan shall be prepared by the supervisor and shall be provided to the attorney within thirty (30) days of his or her receipt of the evaluation. A copy of all Performance Improvement Plans shall be provided to the Corporation Counsel.
3609.3 A Performance Improvement Plan shall:
(a) Identify performance standards where the attorney fails to meet expectations;
(b) Outline specific action steps that are necessary for the attorney to improve in the deficient area(s), including training if applicable and available;
(c) Identify measures that the supervisor will use to determine whether action steps have been successfully completed, and whether performance has improved;
(d) Provide for monitoring of attorney progress as needed; and
(e) Include a time by which each action item shall be completed.
3609.4 After the Performance Improvement Plan is developed and forwarded to an attorney, he or she shall be given at least three (3) months to demonstrate improvement.
3609.5 Attorney performance under the Performance Improvement Plan shall be an additional basis for evaluation at any interim evaluation and the annual written evaluation.
3609.6 Each supervisor shall prepare and submit to the Training Director, in the manner prescribed by the Training Director, a report summarizing any training requirements included in Performance Improvement Plans for attorneys under his or her supervision. This report shall be submitted at the same time that the Performance Improvement Plan is provided to the affected attorney. The report shall identify subject-matter areas where training is needed and include suggestions as to the types of programs and courses that could be used to meet those identified training needs.


3610 Annual Mandatory Training Generally
3610.1 The Corporation Counsel shall establish and administer an annual mandatory program of continuing legal education for attorneys in the Legal Service who are employed by the Office of the Corporation Counsel and the non-delegated subordinate agencies.
3610.2 The Corporation Counsel shall establish and administer an annual mandatory program of training to maintain and enhance the management supervisory skills of Legal Service supervisory attorneys employed in the Office of the Corporation Counsel and non-delegated subordinate agencies.
3610.3 The Corporation Counsel shall designate a Training Director to oversee, arrange, and approve all mandatory training programs and requirements.
3610.4 Any decision of the Training Director is subject to direction and review by the Corporation Counsel or the Corporation Counsel's designee.
3610.5 Beginning with the 2000-2001 rating period, annual mandatory training requirements shall be completed during each rating period. During the 2000-2001 rating period, each attorney shall complete a pro rated number of hours of annual mandatory training based on the length of the rating period.
3610.6 Any attorney for whom compliance with any of the training requirements of this Chapter is inordinately difficult due to a severe, prolonged illness, a disability, or other good cause, may seek a waiver from mandatory training requirements by submitting a request to the Training Director. The request for a waiver shall include any appropriate or required supporting material or documentation (for example, doctors' letters, medical records, etc.).
3610.7 A waiver request shall be promptly submitted when the grounds for the waiver request become known to the attorney. Failure to request a waiver in a timely manner may be considered by the Training Director in determining whether to grant a waiver.
3610.8 A waiver shall be valid for a specific time period granted by the Training Director not to exceed one year, unless renewed or extended.
3610.9 All training requests for credit to satisfy mandatory requirements shall be submitted to the Training Director for authorization and approval before participation in any in-house or other training.
3610.10 A credit hour shall be equivalent to sixty (60) minutes of instruction.
3610.11 The Training Director shall issue written procedures with respect to making requests for training, obtaining prior approval of training, and other requirements.
3610.12 When an attorney fails to complete training for which the District has incurred an expense, the expenses incurred shall be repaid to the District by the attorney if the Training Director determines that the attorney unjustifiably failed to complete the training.
3610.13 Attorneys in the Legal Service who are newly-appointed to the Office of the Corporation Counsel or a subordinate agency within one hundred-twenty (120) days of the end of a rating period shall not be required to complete any training during that rating period. Any attorney in the Legal Service who is newly-appointed to the Office of the Corporation Counsel or a subordinate agency more than one hundred-twenty (120) days prior to the end of the rating period, shall be required to complete a pro rata portion of the training requirements for the rating year in which he or she is appointed.
3610.14 Attorneys shall evaluate training programs attended on forms provided for such purpose.
3610.15 The Training Director shall maintain records of payments made for travel, tuition, and fees, and other necessary expenses of training; but the official record of such expenses shall be the record kept by the Financial Officer for the Office of the Corporation Counsel.
3610.16 The Training Director may use the training forms designed for use by District employees under Chapter 13 of the Personnel Regulations until forms applicable only to the Legal Service are created.
3610.17 An attorney assigned to full-time training shall be counted as being in full pay status, up to a maximum of eight (8) hours a day or forty (40) hours a week.
3610.18 An attorney assigned to training on less than a full-time basis shall be counted as being in pay status the same number of hours spent in instruction plus necessary travel time.
3610.19 An attorney selected for non-mandatory training in a non-District facility shall agree in writing to continue in the service of the subordinate agency after the end of the training for a period of time at least equal to the length of the training period.


3611 Mandatory Continuing Legal Education
3611.1 Subject to the availability of in-house or other training approved and paid for by the employing agency, each attorney shall complete at least twelve (12) credit hours of legal education during each rating period.
3611.2 At least three (3) hours of the twelve (12) required credit hours of legal education shall be instruction in ethics, to the extent training is available.
3611.3 Attorneys with less than three (3) years in the Legal Service shall fulfill the ethics requirement solely by attendance at courses devoted to instruction in ethics.
3611.4 Subject to the approval of the Training Director, attorneys with more than three (3) years in the Legal Service may fulfill the ethics requirement by attending courses addressing other subjects of the law if a specific ethical component is included that is related to the substance of the instruction involved.
3611.5 Other substantive course requirements, including the subject matter of courses and the hours of required instruction, shall be determined, arranged, and approved by the Training Director.
3611.6 In addition to in-house training programs and training programs offered by outside providers, the following activities within the rating period may, pursuant to guidelines adopted by the Training Director, be pre-approved to qualify for credit for continuing legal education:
(a) Providing instruction in a legal education program;
(b) Publication of an original work on a legal topic in a recognized legal periodical or by a legal publishing house;
(c) Self study (for example, formal showings of audio and video tapes produced by an accredited sponsor of legal programs);
(d) Attendance at or audit of a law school class(es);
(e) Courses for self-improvement in civility, human relations, stress and time management; or
(f) Participation in meetings and conferences with a legal training component.


3612 Mandatory Management Training
3612.1 Subject to the availability of in-house or other training that is provided by and paid for by the employing agency, supervisors in the Legal Service who are employed in the Office of the Corporation Counsel and the non-delegated subordinate agencies shall complete at least twelve (12) hours of management training during each rating period. In addition to this requirement, the Corporation Counsel may, in his or her discretion, make any additional training mandatory for a supervisor, if it is provided by and paid for by the employing agency.
3612.2 Subject to the availability of in-house or other training that is provided by and paid for by the employing agency, attorneys appointed as supervisors in the Office of the Corporation Counsel or in one of the non-delegated subordinate agencies on or after the effective date of this chapter shall attend a program of forty (40) hours of basic District government supervisory skills training within one hundred-sixty (160) days of appointment to a supervisory position, and at least once every seven years thereafter.
3612.3 Subject to the availability of in-house or other training that is provided by and paid for by the employing agency, supervisors with fewer than three (3) years of management supervisory experience in the Office of the Corporation Counsel or in one of the non-delegated subordinate agencies on or after the effective date of this chapter shall attend a program of forty (40) hours of basic District government supervisory skills training within one hundred-eighty (180) days of the effective date of this Chapter.
3612.4 Attorneys in delegated and non-delegated agencies may utilize the management supervisory curriculum developed for use by attorneys employed in the Office of the Corporation Counsel at the discretion of the Corporation Counsel.
3612.5 In addition to in-house management training programs or management training programs offered by outside providers, the following activities within the rating period may, pursuant to guidelines adopted by the Training Director, be pre-approved to qualify for credit toward annual management training requirements for attorneys in the Office of the Corporation Counsel and non-delegated subordinate agencies:
(a) Providing instruction in a management program;
(b) Publication of an original work related to management issues, in a recognized business periodical or by a known publishing house; or
(c) Participation in meetings and conferences with a management training component.


3613 Attorney Retention Allowance
3613.1 The Corporation Counsel shall establish annually special rate schedules for the payment of the Attorney Retention Allowance ("ARA") to attorneys in the Office of the Corporation Counsel and the non-delegated subordinate agencies. The special rate schedules shall correspond to the assigned overall evaluation ratings, and shall be paid during the calendar year following the rating period, subject to appropriations.
3613.2 It is anticipated that the Agency Heads shall, after consultation with the Corporation Counsel, establish annually special rate schedules for the payment of the Attorney Retention Allowance to attorneys in delegated subordinate agencies. It is anticipated that these special rate schedules shall correspond to the assigned overall evaluation ratings, and shall be paid during the calendar year following the rating period, subject to appropriations.
3613.3 Attorneys who are not evaluated shall receive the Attorney Retention Allowance in an amount that corresponds to the special rate schedule for the overall rating of "meets expectations."
3613.4 Failure to comply with the training requirements of this Chapter during a rating period, without receiving a waiver, shall be considered by a supervisor in evaluating an attorney and setting the overall rating.


3614 Discipline
3614.1 An attorney appointed to the Legal Service and employed by the Office of the Corporation Counsel or a non-delegated subordinate agency, other than an attorney in a Senior Executive Attorney Service position, shall be disciplined in accordance with this section.
3614.2 An attorney appointed to a Senior Executive Attorney Service position shall be subject to discipline or termination at-will. If a termination is not for delinquency or misconduct, the Corporation Counsel may approve appointment to another available position in the Legal Service.
3614.3 An attorney, other than an attorney in a Senior Executive Attorney Service position, shall be subject to discipline or termination for unacceptable performance or for any other reason that is not arbitrary or capricious.
3614.4 Discipline may include reprimand, suspension (with or without pay), reduction of grade or step, and removal.
3614.5 An attorney, other than an attorney in a Senior Executive Attorney Service position, shall be provided at least a ten (10) day written notice prior to the imposition of discipline against him or her. The notice shall contain all of the following:
(a) The reasons for the disciplinary action;
(b) The discipline to be imposed; and
(c) A statement that the stated discipline shall be imposed in ten (10) days from the date of the notice unless the attorney responds in writing to the Corporation Counsel within ten (10) business days of receiving the notice, and that the response may include a request for a hearing.
3614.6 If the attorney submits a response as provided in section 3614.5(c), the Corporation Counsel may, at his or her discretion, within ten (10) days of receipt of the attorney's response, grant a hearing on the matter. The hearing notice shall provide:
(a) The place of the hearing and a hearing date and time not less than fifteen (15) nor more than thirty (30) days from the date of the hearing notice;
(b) That the attorney may review, upon request to his or her supervisor, all materials upon which the disciplinary action is based, including, but not limited to statements of witnesses, documents, and reports of investigations or extracts therefrom;
(c) That the attorney may be represented by an approved attorney, or other representative, at the hearing; and
(d) That the attorney has the right to present evidence at the hearing, including written statements of witnesses, affidavits, or both.
3614.7 A hearing pursuant to section 3614.6 may be held before the Corporation Counsel or his or her designee and shall be closed except for the attorney, his or her representative, and the supervisor who issued the disciplinary action notice. There shall be no discovery procedures except as provided in this section. An official record shall be kept of the hearing.
3614.8 The Corporation Counsel shall provide the attorney with a final written administrative decision within fifteen (15) days of the hearing date, or within fifteen (15) days of receipt of the attorney's response under section 3614.5(c) if no hearing is held. The final written administrative decision shall be accompanied by notice of the right to appeal the decision to the Mayor within five (5) days of receipt of the decision.
3614.9 Any disciplinary action taken against an attorney, other than an attorney in a Senior Executive Attorney Service position, may be appealed to the Mayor, whose decision shall be final.


3615 Separation Pay
3615.1 An attorney in a Senior Executive Attorney Service position who is involuntarily discharged shall be paid separation pay upon separation for non-disciplinary reasons based on length of service as a series 905 attorney in the District government as follows:
(a) 4 weeks of separation pay for persons with 1-5 years of service;
(b) 8 weeks of separation pay for persons with 6-14 years of service; or
(c) 12 weeks of separation pay for persons with more than 15 years of service.
3615.2 The number of weeks of separation pay authorized pursuant to this section shall not exceed the number of weeks between the individual's separation and the individual's appointment to another position in the District government. An individual who receives separation pay pursuant to this section, and who is subsequently appointed to any position in the District government during the period of weeks represented by that payment, shall be required to repay the amount of separation pay attributable to the period covered by such appointment. The pro-rated amount to be repaid shall be based on the entire amount of the separation pay, including all required deductions for taxes, and shall be paid to the agency that made the separation pay.
3615.3 Separation pay shall be provided at the time of separation as a lump sum, one-time payment, subject only to the withholdings of federal, District of Columbia, and State income taxes, and social security taxes, if applicable.
3615.4 When a determination is made that a Senior Executive Attorney in the Office of the Corporation Counsel or a non-delegated subordinate agency is not entitled to receive separation pay because the employee's separation is for disciplinary reasons, the Corporation Counsel shall provide the employee with a written notice within thirty (30) days of termination containing all of the following:
(a) Notification that the employee is not entitled to separation pay;
(b) The reasons for the determination that the employee is not entitled to separation pay; and
(c) A statement that the decision shall be final in five (5) days from the date of the notice unless the employee responds to it, in writing, within five (5) days of receiving the notice.
3615.5 If the employee submits a response as provided in section 3615.4(c), the Corporation Counsel shall issue a final administrative decision to the employee. If the final administrative decision grants severance pay, this decision shall not reverse the employee's termination.


3616 Reductions in Force
3616.1 In the case of line attorneys, reductions in force shall be governed by the provisions of Chapter 24 of the Personnel Regulations, except that:
(a) The end date of the performance rating period shall be as described in this Chapter for line attorneys;
(b) A performance rating of "outstanding" as referred to in Chapter 24 is equivalent to a rating of "substantially exceeds expectations" under these rules;
(c) A performance rating of "unsatisfactory" as referred to in Chapter 24 is equivalent to a rating of "fails expectations" under these rules;
(d) References to Chapter 16 in Chapter 24 shall be read as a reference to section 3614 of these rules; and
(e) Section 2431 of the Personnel Regulations shall be inapplicable to this subsection.
3616.2 In the case of supervisors and the non-supervisory attorneys described in sections 3606 and 3607 who do not occupy a Senior Executive Attorney Service position, reductions in force shall be governed by the provisions of Chapter 24 of the Personnel Regulations, except that:
(a) The end date of the performance rating period shall be as described in this Chapter for all covered attorneys except line attorneys;
(b) A performance rating of "outstanding" as referred to in Chapter 24 is equivalent to a rating of "significantly exceeds expectations" under these rules;
(c) A performance rating of "unsatisfactory" as referred to in Chapter 24 is equivalent to a rating of "does not meet expectations" under these rules;
(d) References to Chapter 16 in Chapter 24 shall be read as a reference to section 3614 of these rules; and
(e) Section 2431 of the Personnel Regulations shall be inapplicable to this subsection.


3617 Attorney Certificate of Good Standing Filing Requirement
3617.1 The provisions of this section shall be applicable to each attorney appointed to the Legal Service who is employed by the Office of the Attorney General for the District of Columbia, another subordinate agency or any independent agency (other than the Housing Finance Agency, Pretrial Services Agency, Water and Sewer Authority, Washington Convention Center Authority, or Housing Authority), at the level of DS-13 or equivalent and above who is required to be a member of the DC Bar as a prerequisite of employment.
3617.2 Not later than December 15 of each year, or as specified in sections 3617.18 and 3617.19, each attorney as described in section 3617.1 shall file with the DC Office of Personnel a certificate of good standing from the Committee on Admissions, DC Court of Appeals.
3617.3 Except as specified in sections 3617.18 and 3617.19, the certificate of good standing submitted every year pursuant to this section shall be dated not earlier than October 1 and not later than December 15 of the year of submission.
3617.4 The Attorney General for the District of Columbia (Attorney General) (or his or her designee), another subordinate agency head (in the case of an attorney not under the Attorney General's direction and control), and any independent personnel authority shall be responsible for:
(a) Notifying each attorney as described in section 3617.1 of the filing requirement every year; and
(b) Submitting a list of attorneys in the Office of the Attorney General, other subordinate agencies, or independent agencies who are subject to the filing requirement to the Director of Personnel every year, not later than the December 15 deadline.
3617.5 Notwithstanding the procedures in section 3617.2, the Attorney General (or his or her designee), another subordinate agency head (in the case of an attorney not under the Attorney General's direction and control), and any independent personnel authority, may elect to submit every year to the Committee on Admissions, DC. Court of Appeals, a consolidated listing requesting certificates of good standing (certificates) for each attorney subject to the filing requirement who is employed in the Office of the Attorney General for the District of Columbia, another subordinate agency, or an independent agency, and file the original individual certificates with the DC Office of Personnel on behalf of each attorney.
3617.6 The Attorney General (or his or her designee), another subordinate agency head (in the case of an attorney not under the Attorney General's direction and control), and any independent personnel authority, shall establish internal procedures for the compilation of the consolidated listing pursuant to § 3617.5, and every year inform each attorney subject to the filing requirement of the internal procedures. Any consolidated listing submitted to the Committee on Admissions, DC Court of Appeals (Court), shall include, at a minimum, the following:
(a) The attorney's name and bar number and, if necessary, some other identifier such as the attorney's date of admission to the DC Bar;
(b) A request that an individual certificate of good standing be prepared for each attorney in good standing from the names submitted in the consolidated listing; and
(c) A request that the Court specify which attorneys, from the names submitted in the consolidated listing, are not in good standing.
3617.7 Any consolidated listing prepared pursuant to section 3617.5 shall be submitted to the Committee on Admissions, DC Court of Appeals, as soon after October 1 of each year as practicable, but not later than November 15 of each year.
3617.8 Nothing in this section shall prevent an attorney subject to the filing requirement from individually applying for the certificate of good standing (certificate) from the Committee on Admissions, D.C. Court of Appeals, and filing the certificate directly with the DC. Office of Personnel by December 15 of each year.
3617.9 If the Attorney General (or his or her designee), another subordinate agency head (in the case of an attorney not under the Attorney General's direction and control), or any independent personnel authority, elects to submit a consolidated listing to the Committee on Admissions, D.C. Court of Appeals (Court) pursuant tosection 3617.5, the Attorney General (or his or her designee), other subordinate agency head, or independent personnel authority, shall provide every year to the Director of Personnel:
(a) Each original individual certificate of good standing received;
(b) The name of each attorney who is not in good standing and any documentation from the Court to that effect; and
(c) A copy of the consolidated listing submitted to the Court.
3617.10 Upon receipt of the original individual certificate of good standing (certificate) from each attorney, or the Attorney General, other subordinate agency head, or independent personnel authority on his or her behalf, the Director of Personnel (or his or her designee) shall:
(a) File the original individual certificates in a place designated for that purpose; and
(b) In the case of an attorney who is not in compliance with the filing requirement, forward the name to the appropriate agency head.
3617.11 Notwithstanding any other provision in this section, the Director of Personnel may establish internal procedures to identify every year each attorney as described in section 3617.1 who is subject to the filing requirement and subsequently identify any attorney who did not comply with the filing requirement.
3617.12 Failure of any attorney as described in section 3617.1, either individually or through the Office of the Attorney General for the District of Columbia, other subordinate agency head, or independent personnel authority, to file the certificate of good standing with the DC Office of Personnel by December 15 of each year, or as specified in sections 3617.18 or 3617.19, shall result in forfeiture of employment.
3617.13 Upon written request from an attorney subject to the filing requirement, the Director of Personnel or independent personnel authority may grant a temporary waiver of the filing requirement to the attorney if compliance with the filing requirement by December 15 is inordinately difficult due to circumstances beyond his or her control or other good cause.
3617.14 Any request for a temporary waiver of the filing requirement shall be submitted by the attorney to the Director of Personnel or independent personnel authority not later than December 1.
3617.15 The Director of Personnel or independent personnel authority shall grant a temporary waiver of the filing requirement to an attorney who has exercised due diligence in applying to be waived in to the DC Bar from another jurisdiction but does not anticipate being waived in by December 15.
3617.16 A request for temporary waiver of the filing requirement shall include all of the following:
(a) The reason or reasons for the request;
(b) The date of the appointment to the attorney position subject to the filing requirement;
(c) In the case of an attorney as described in § 3617.15, the date in which he or she submitted application to be waived in to the D.C. Bar; and
(d) Any appropriate or required supporting material or documentation to substantiate the request.
3617.17 The Director of Personnel or independent personnel authority shall promptly determine whether to grant the request for a temporary waiver of the filing requirement and notify the attorney in writing. A notification granting the request shall inform the attorney of the deadline to file prescribed in section 3617.18. A notification denying the request shall inform the attorney of the following:
(a) The reason or reasons for the denial of the request;
(b) That he or she has thirty (30) days from the receipt of the notification denying the request to attempt to file the certificate of good standing (certificate) with the DC. Office of Personnel;
(c) That he or she shall be terminated at the end of the prescribed thirty-day (30-day) period if unable to file the certificate with the DC Office of Personnel within the prescribed period; and
(d) The effective date of termination in the event that he or she is unable to file the certificate with the DC Office of Personnel within the prescribed period.
3617.18 An attorney granted a temporary waiver of the filing requirement (waiver) shall file a certificate of good standing (certificate) with the DC Office of Personnel within thirty (30) days of being admitted to the DC Bar. A certificate filed pursuant to this subsection shall not be dated earlier than the date of the written request for the waiver submitted by the employee.
3617.19 When the effective date of a personnel action to place an attorney in a position subject to the filing requirement, such as in the case of a promotion to a grade DS-13 or equivalent, becomes effective on or after the December 15 deadline, the attorney shall file a certificate of good standing (certificate) with the DC Office of Personnel within thirty (30) days of the effective date of such personnel action. A certificate filed pursuant to this subsection shall not be dated earlier than the effective date of the personnel action that placed the employee in the attorney position subject to the filing requirement.
3617.20 Upon establishing the effective date of a personnel action as described in section 3617.19 and processing the action, the Director of Personnel or independent personnel authority shall promptly inform the affected employee, in writing, of the deadline to file prescribed in section 3617.19, and of the subsequent annual deadline prescribed in section 3617.2.
3617.21 The Attorney General, every other subordinate agency head, and every independent personnel authority shall provide a written notice of the intent to terminate employment to any agency attorney who is not in compliance with the filing requirement (requirement), except that in the case of a denial of a request for a temporary waiver of the requirement, notification shall be accomplished as specified in section 3617.17. The notice shall inform the attorney:
(a) That he or she has thirty (30) days from the receipt of the notice to attempt to file the certificate of good standing (certificate) with the DC Office of Personnel;
(b) That he or she shall be terminated at the end of the prescribed thirty-day (30-day) period if unable to file the certificate with the DC Office of Personnel within the prescribed period; and
(c) The effective date of termination in the event that he or she is unable to file the certificate with the DC Office of Personnel within the prescribed period.
3617.22 Each appointee to an attorney position subject to the filing requirement (requirement) shall be notified by the appropriate personnel authority at the time of hire, in writing, of the requirement, and that failure to comply by December 15 of each year or as specified in sections 3617.18 and 3617.19, as applicable, shall result in forfeiture of employment.
3617.23 Not later than March 1 of each year after the December 15 filing deadline for the preceding year, the Director of Personnel shall publish in the DC Register the list of attorneys who have not met the filing requirement.


3618 Attorney Good Standing In The DC. Bar Requirement -- Office Of The Attorney General For The District Of Columbia
3618.1 The provisions of this section shall be applicable to each attorney appointed to the Legal Service who is employed by the Office of the Attorney General for the District of Columbia and who is required to be a member of the District of Columbia Bar as a prerequisite of employment. This section is also applicable to an individual who is a member in good standing of the bar of another jurisdiction and who has filed a timely application for admission to the District of Columbia Bar.
3618.2 An appointee to a Legal Service position shall remain a member in good standing of the District of Columbia Bar during his or her employment in the Legal Service. An appointee who is a member in good standing of the bar of another state or territory and who has filed an application with the DC Court of Appeals for admission to the District of Columbia Bar shall present a certificate of good standing to the Office of the Attorney General upon notification of his or her admission to the District of Columbia Bar, within five (5) business days of such notification, and such admission shall occur within 360 days of the appointee's initial employment as a attorney by the District government. The appointee shall thereafter remain a member in good standing of the District of Columbia Bar.
3618.3 An appointee to a Legal Service position shall notify the Attorney General immediately of any sanction proposed by the DC Office of Bar Counsel, any hearing regarding any proposed disciplinary action, or any disciplinary action taken by the DC Court of Appeals against that attorney.
3618.4 An appointee to a Legal Service position who is suspended from practice by the DC Court of Appeals shall not remain in an attorney position in the Office of the Attorney General during the suspension period. The Attorney General may, at his or her discretion, request the re-assignment of such an appointee to a non-attorney position in the Office of the Attorney General.
3618.5 An appointee to a Legal Service position shall not be compensated for services provided pursuant to the appointee's employment as an attorney in the Office of the Attorney General unless such an individual is duly licensed and authorized to practice as an attorney under the law of the District of Columbia. This prohibition shall not apply to an appointee who is a member in good standing of the bar of another state or territory who has filed an application with the DC Court of Appeals for admission to the District of Columbia Bar and such admission has occurred within 360 days of the appointee's initial employment as an attorney by the District government.


3699 Definitions
3699.1 In this Chapter, the following terms shall have the following meanings:
Act The District of Columbia Government Comprehensive Merit Personnel Act of 1978, effective March 3, 1979, DC Law 2-139, as amended by the Legal Service Establishment Amendment Act of 1998, effective April 20, 1999, D.C. Law 12-260, DC Code § 1-601.1 et seq., and as amended by the Legal Services Clarification and Technical Emergency Amendment Act of 1999, effective November 22, 1999, DC Act 13-203 or any substantially identical temporary or permanent act, and as amended by any subsequent amendments.
Administrative hearing officer A person whose duties, in whole or in substantial part, consist of conducting or presiding over hearings in contested matters pursuant to law or regulation, or who is engaged primarily in adjudicatory functions on behalf of an agency, rather than investigative, prosecutory or advisory functions, including, but not limited to any person who bears the title Hearing Officer, Hearing Examiner, Attorney Examiner, Administrative Law Judge, Administrative Judge, or Adjudication Specialist.
Administrative law judge A person whose duties, in whole or in substantial part, consist of conducting or presiding over hearings in contested matters pursuant to law or regulation, or who is engaged primarily in adjudicatory functions on behalf of an agency, rather than investigative, prosecutory or advisory functions, including, but not limited to any person who bears the title Hearing Officer, Hearing Examiner, Attorney Examiner, Administrative Law Judge, Administrative Judge, or Adjudication Specialist.
Attorney Any position that is classified as part of Series 905, except for any position that is occupied by a person whose duties, in whole or in substantial part, consist of hearing cases as an administrative law judge or an administrative hearing officer.
Attorney Retention Allowance Compensation provided for in the Attorney Retention Compensation System Change for Attorneys in the Office of the Corporation Counsel Emergency Approval Resolution of 1998, effective December 15, 1998, Res. 12-859, 46 DCR 213, or any modification thereof, or in the Attorney Retention Compensation System Change for Legal Service Attorneys Approval Resolution of 1999, effective December 7, 1999, Res. 13-375, 46 DCR 10141, or any modification thereof, or any substantially similar allowance relating to the Office of the Corporation Counsel or subordinate agencies.
Calendar year The period of time beginning with the first full pay period in January through the beginning of the first full pay period in January of the following year as determined by the Office of Personnel.
Chain of command The order of authority of positions within the Office of the Corporation Counsel and the offices of the General Counsels for non-delegated subordinate agencies, as set forth by Office Order of the Corporation Counsel.
Competencies Behaviors demonstrated on the job as follows: Customer Service; Flexibility/Adaptability; Initiative; Teamwork; Job Knowledge; Professionalism; Resource Usage; Dependability; Communications; Integrity and Trust; Managing People (supervisors only); Leadership (supervisors only); Strategic Planning (supervisors only); Operations Planning and Evaluating (supervisors only); and Conflict Management (supervisors only). These behaviors shall have the meaning established by the Corporation Counsel and the Director, Office of Personnel.
Corporation Counsel The chief legal officer of the District Government, appointed by the Mayor to head the Office of the Corporation Counsel and to conduct all law business of the District Government.
Days Calendar days.
Delegated subordinate agency A subordinate agency for which the Corporation Counsel has delegated the direction, supervision, and control of attorneys to the Agency Head.
Does not meet expectations (Level 1) Performance consistently does not meet expectations. One (1) point is awarded to each competency and S.M.A.R.T. goal rated as "does not meet expectations." The overall rating of "does not meet expectations" results from application of the formula, Overall Performance Rating = (Sum of all Competency Ratings/Number of Competencies x .4) + (Sum of all S.M.A.R.T. Goal Ratings/Number of S.M.A.R.T. Goals x .6), where the total figure derived on the right side of this formula equals "1," either exactly or after being rounded down to the nearest whole number.
Equivalent position Any attorney position at any grade in which the attorney performs work or has responsibilities that the Corporation Counsel determines are substantially similar to the work or responsibilities of any Legal Service position that is classified at grade DS-16 or above.
Exceeds expectations (Level 4) Performance consistently exceeds expectations in some areas and meets expectations in all others. Four (4) points are awarded to each competency and S.M.A.R.T. goal rated as "exceeds expectations." The overall rating of "exceeds expectations" results from application of the formula, Overall Performance Rating = (Sum of all Competency Ratings/Number of Competencies x .4) + (Sum of all S.M.A.R.T. Goal Ratings/Number of S.M.A.R.T. Goals x .6), where the total figure derived on the right side of this formula equals "4," either exactly or after being rounded up or down to the nearest whole number.
Fails expectations The attorney, as measured against expectations of attorneys in the same grade, does not show basic working knowledge of skills/concepts, and seldom produces work of satisfactory quality despite supervision and instruction. An attorney who fails expectations in at least 30% of the weighted performance categories shall be rated as "fails expectations."
Legal Service The service established pursuant to Title VIII-B of the Act, to include every attorney employed by the Office of the Corporation Counsel or a subordinate agency in a Series 905 position.
Line attorney Any attorney who is not a supervisor, excluding attorneys who report directly to the Corporation Counsel or the Principal Deputy Corporation Counsel.
Meets expectations (line attorney only) The attorney, as measured against expectations of attorneys in the same grade, produces work that meets the standards in a performance category without the need for on-going supervision. The attorney frequently produces very good work of high quality; and applies skills/concepts correctly. An attorney may receive an overall rating of "meets expectations" only when he/she has been rated as meeting expectations in 80% of the weighted performance categories.
Meets expectations (non-line attorney only) (Level 3) Performance consistently meets key expectations and may occasionally exceed expectations. Three (3) points are awarded to each competency and S.M.A.R.T. goal rated as "meets expectations." The overall rating of "meets expectations" results from application of the formula, Overall Performance Rating = (Sum of all Competency Ratings/Number of Competencies x .4) + (Sum of all S.M.A.R.T. Goal Ratings/Number of S.M.A.R.T Goals x .6), where the total figure derived on the right side of this formula equals "3," either exactly or after being rounded up or down to the nearest whole number.
Needs improvement (line attorney only) The attorney, as measured against expectations of attorneys in the same grade, shows a basic working knowledge of skills/concepts in a majority of performance categories, but requires more supervision and follow-up than is expected of an attorney of that grade, produces satisfactory work, and usually applies skills/concepts correctly.
Needs improvement (non-line attorney only) (Level 2) Performance meets some expectations but requires further development in one or more areas. Two (2) points are awarded to each competency and S.M.A.R.T. goal rated as "needs improvement." The overall rating of "needs improvement" results from application of the formula, Overall Performance Rating = (Sum of all Competency Ratings/Number of Competencies x .4) + (Sum of all S.M.A.R.T. Goal Ratings/Number of S.M.A.R.T. Goals x .6), where the total figure derived on the right side of this formula equals "2," either exactly or after being rounded up or down to the nearest whole number.
Non-delegated subordinate agency A subordinate agency over which the Corporation Counsel retains control under section 855 of the Act.
Performance Management Program (PMP) The systematic process by which an agency involves its employees, as individuals and members of a group, in improving performance in the accomplishment of agency mission and goals, as set out in Chapter 14 of the District of Columbia Personnel Regulations.
Principal Deputy An official, designated by the Corporation Counsel, who is the highest-ranking official in the chain of command in the Office of the Corporation Counsel other than the Corporation Counsel.
Rating period September 1st to August 31st for line attorneys and October 1st to September 30th for all other attorneys covered by these rules, except that September 1, 2001 to September 30, 2002 shall be the 2001-2002 rating period for all attorneys covered by these rules except line attorneys.
Senior Executive Attorney Service position (A) Any attorney position that is classified above DS-15, or an equivalent position, and in which the employee: (i) directs the work of an organizational unit; (ii) is held accountable for the success of one or more specific programs or projects; (iii) monitors progress toward organizational goals and periodically evaluates and makes appropriate adjustments to these goals; (iv) supervises the work of employees other than personal assistants; (v) performs important legal policy-making or policy-determining functions; or (vi) provides significant leadership in legal counseling or in the trial of cases; or (B) Any attorney who is a Principal Deputy Corporation Counsel, Senior Deputy Corporation Counsel, Deputy Corporation Counsel, Special Deputy Corporation Counsel, Senior Counsel to the Corporation Counsel, Special Counsel to the Corporation Counsel, any other attorney in the Office of the Corporation Counsel who routinely reports directly to the Corporation Counsel; or (C) Any attorney who is a General Counsel employed by a subordinate agency.
Significantly exceeds expectations (Level 5) Performance consistently and significantly exceeds expectations. Five (5) points are awarded to each competency and S.M.A.R.T. goal rated as "significantly exceeds expectations." The overall rating of "significantly exceeds expectations" results from application of the formula, Overall Performance Rating = (Sum of all Competency Ratings/Number of Competencies x .4) + (Sum of all S.M.A.R.T. Goal Ratings/Number of S.M.A.R.T. Goals x .6), where the total figure derived on the right side of this formula equals "5," either exactly or after being rounded up to the nearest whole number.
S.M.A.R.T. goals Specific, measurable, attainable, realistic, and time-related goals that are established annually for a supervisory or other non-line attorney either by the Corporation Counsel or by another high-level supervisor.
Subordinate agency An agency under the direct administrative control of the Mayor.
Substantially exceeds expectations The attorney, as measured against expectations of attorneys in the same grade, takes the initiative to exceed the standards in the performance categories. The attorney consistently produces outstanding work within established timeframes and with an appropriate amount of supervision or instruction for an attorney of that grade, applies skills/concepts correctly, and shows creativity and insight in solving problems or accomplishing tasks. An attorney may receive an overall rating of "substantially exceeds expectations" only when he/she has been rated as "substantially exceeds expectations" in at least 60% of the weighted performance categories. An attorney cannot be rated as "substantially exceeds expectations" if he/she is rated as "fails expectations" in a single performance category, if he/she is rated as "needs improvement" in more than 10% of the weighted performance categories, or if he/she receives a "needs improvement" rating in the same performance category for two successive rating periods.
Supervisor A person who 1) possesses the authority to recommend the hiring, promotion, transfer, discipline, or discharge of a subordinate attorney; 2) has the authority to direct, as well as assign work to a subordinate attorney; and 3) is responsible for the review of work, approval of leave, and evaluation of job performance of subordinate attorneys.
Training Director The person designated by the Corporation Counsel to oversee, arrange, and approve training, or an equivalent officer assigned by the Corporation Counsel to supervise training.
Unit The portion of an organization composed of all the attorneys under the direct supervision of a single supervisor.

